Pension Planners Securities, Inc.

Our Clearing Firm

Our firm is set up in a way that the Representative chooses where to hold his mutual funds: with RBC Dain or directly with the fund company.

RBC Dain Correspondent Services could be featured in our "Technology" area but it deserves to be mentioned all by itself. RBC has been serving their clients since 1979 and is one the ten largest in the industry. We cannot tell you how happy we are that they are not THE largest. Their smaller size translates into once again giving you the best of both worlds. You receive better and friendlier service (must be that Midwest philosophy you hear about) while enjoying a variety of technologies that simplify your business. To learn more about the services and technologies offered by RBC Dain visit www.rbcdain.com.

RBC Dain Highlights

Mutual Funds No Transaction Fee List

A variety of fee based programs, including:

• Fixed Income Department with access to over 50 dealers nationwide (that’s right, no in-house bond desk taking a piece of your customer’s pie)
• Weekly web demonstrations for products, fee programs, online trading, performance reports, etc.
• Discounted Research available thru a variety of vendors
  • Morningstar Principia
  • Thomson Financial / Investment View
  • Frontier Analytics Allocation Master
  • Dow Jones Newswires
  • Other Research Programs

RBC Dain Online Applications

Infoworks

• Free for ALL reps
• Product information
• Statements and Confirmations
• Bond Desk
• Client marketing and prospecting materials

FC Weblink

• Infoworks and Online Order Entry
• Select Reporting, including Commissions and Client Positions
• Delayed Quotes
• Ideal for those with moderate trading activity
• Cost is $35 per month

Betalink

• Infoworks AND Online Order Entry
• Performance Reports
• Account, Rep, and Security Applications
• Ideal for those accustomed only to the “brokerage account” world
• Cost is $105 per month

More +

Investor Connect (For your Clients)

• FREE!
• Account Details, Confirms, & Statements
• Calculators for Retirement, Life Insurance, Mortgages, Net Worth, Buying versus leasing a car, and more
• Market Quotes
• Connect Magazine – Free Research