PPSI is where INTELLIGENCE meets COMPLIANCE.

Are you tired of a broker/dealer that adds loads of extra work for you that makes no sense? Exhausted by compliance departments that stop you from writing legitimate business just because it’s their policy and NOT because it’s not in the best interest of your clients? PPSI has put in place what is thought of as an oxy-moron in securities: Intelligent compliance.

Our CCO, Assistant CCO, CEO and President, the folks at the top that make our policies, have all written real business and worked with real clients. Other firms have accountants and attorneys making their compliance policies and you’ve probably experienced first hand what comes from that! At PPSI, we are committed to only letting those experienced with clients make policies on the type of business we will accept.

We want you to do what is best for your clients. If it makes sense for them, we will approve your transaction. At PPSI, we try to avoid blanket policies that may hurt the Reps chances at serving the client’s needs. Our priority is to let you listen to your clients and do what is best for all of their circumstances. We will use common sense and experience in all of our compliance regulation and acceptance of business. It’s not what most broker/dealers do, but it is what sets us apart from the herd. Join PPSI and bring Intelligent compliance back into your business!

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